Lignes de Atuação Dos Agentes Do Lugar de Capitais Brasileiro

LIMITES DE ATUAÇÃO DOS AGENTES DO LUGAR DE CAPITAIS BRASILEIRO

Operating limits to get the Brazilian Capital Market's entities

Clara Gazzinelli de Almeida Cruz[1]

|Resumo | |Abstract | | | | | |Este artigo tem como objetivo especificar os lignes de atuação | |This article should define the operating limitations of the | |dos seguintes agentes do Mercado para Capitais Brasileiro: (a) | |following representatives of the B razil Securities Market: (a) | |sociedades corretoras de títulos e custos mobiliários; (b) | |brokerage companies, (b) distribution companies, (c) autonomous| |sociedades distribuidoras de títulos e valores mobiliários; | |agents of investment; (d) portfolio or back officer's manager; | |(c) agentes autônomos de investimento; (d) administradores at the | |(e) securities consultants, and; (f) securities analysts. | |gestores de carteira de custos mobiliários; (e) consultores | |Therefore, we all examined the legislation on each of your of the entities | |de valores mobiliários; e (f) analistas de valores | |listed above, the doctrine on the theme, and the decisions of | |mobiliários. Em virtude de tanto, foi analisada a legislação referente | |administrative bodies responsible for its oversight. | |a cada o destes agentes, a doutrina produzida sobre o paura, | | | |bem como since decisões administrativas dos órgãos responsáveis | | | |por sua fiscalização. | | | |Palavras chaves: mercado de capitais. agentes. atuação. | |Keywords: capital market organizations. operating restrictions.

LIMITES DE ATUAÇÃO DOS AGENTES DO SETOR DE CAPITAIS BRASILEIRO

Working limits pertaining to the B razil Capital Market's entities

|Resumo | |Abstract | | | | | |Este artigo apresenta como proposito definir os limites sobre atuação | |This document aims to determine the functioning limits with the | |dos seguintes agentes do Lugar de Capitais Brasileiro: (a) | |following officials from the Brazilian Investments Market: (a) | |sociedades corretoras para títulos at the valores mobiliários; (b) | |brokerage corporations, (b) division companies, (c) autonomous| |sociedades distribuidoras para títulos elizabeth valores mobiliários; | |agents of expense; (d) profile or back again officer's manager; | |(c) agentes autônomos de scontro; (d) administradores e | |(e) securities consultants, and; (f) investments analysts. | |gestores sobre carteira sobre valores mobiliários; (e) consultores | |Therefore, we evaluated the legislation on each in the entities | |de valores mobiliários; at the (f) analistas de valores | |listed above, the doctrine for the theme, plus the decisions of | |mobiliários. Para tanto, foi analisada a legislação referente | |administrative body responsible for the oversight. | |a qualquer um desses agentes, a doutrina produzida sobre u tema, | | | |bem asi como as decisões administrativas dos órgãos responsáveis | | | |por sua fiscalização. | | | |Palavras chaves: mercado de capitais....

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